Governance and Regulatory Compliance

Governance and Regulatory Compliance

Through our credentials and experience, we are able to provide robust governance, risk and compliance services, shaped to the specific needs, requirements and risks of your business.

Independent Reviews
Our independent review services apply to various aspects of your business, including:
  • Board performance; and
  • Service provider performance
  • corporate governance​ arrangements;
  • compliance functions​;
  • compliance monitoring programmes;
  • AML/CFT policies, procedures and controls;
  • outsourcing oversight arrangements;
  • risk management frameworks;
Regulatory Support

Benefit from consultancy and support across a wide range of regulatory matters, including:
  • preparation for GFSC regulatory visits, thematic reviews or engagement meetings;
  • assisting with Risk Mitigation Programmes​
Compliance Assistance

Strategic and tactical support for all areas of your compliance framework, including:
  • preparing and reviewing business risk assessments​;
  • drafting and reviewing policies, procedures and controls​; and
  • defining and completing compliance monitoring programmes​;

Our individual and group training is tailored and can cover appropriate topics including:
  • UK and Guernsey Corporate Governance;
  • Directors’ roles and responsibilities;
  • Understanding and complying with the regulatory environment of Stock Exchange listed entities; 
  • Corporate Secretarial